SEC Form 4 · accession 0001109357-19-000007
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul L Joskow
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Dec 31, 2018 | A | 771 | $47.00 | A | 38,616 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common Stock | holding | — | — | — | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF3,F2 | — | holding | — | — | — | — | — | Common Stock | — | 6,871 | D |
Explanation of responses
- F1Balance includes 276 shares acquired on December 10, 2018 through automatic dividend reinvestment.
- F2Phantom share equivalents acquired through the reinvestment of dividend equivalents in reporting person's Exelon stock fund account under multi-fund, non-qualified deferred compensation plan. The unitized fund consists of Exelon common stock and short term investments and will be settled in cash upon the reporting person's separation from the board for any reason. The balance of such phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F3Balance as of December 31, 2018. Balance includes 51 share equivalents accrued on November 14, 2018 through automatic dividend reinvestment.