SEC Form 4 · accession 0001109357-18-000046
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yves C De Balmann
Director
Period of report
Mar 31, 2018
Accepted (ET)
Apr 2, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Mar 31, 2018 | A | 967 | $37.50 | A | 22,367 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common stock | holding | — | — | — | 1,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F2 | — | holding | — | — | — | — | — | Common Stock | 38,895 | 38,895 | I |
Explanation of responses
- F1Balance includes 195 shares acquired on March 9, 2018 through automatic dividend reinvestment.
- F2Phantom stock units (which are in the form of deferred stock units) converted from the legacy Constellation Energy Group (CEG) Directors Deferred Compensation Plan to phantom units of Exelon common stock at the rate of 0.93 Exelon units for each unit of CEG. Units will be settled in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors. Balance updated to reflect additional stock units credited to the account through the dividend reinvestment feature of the plan.
- F3Balance includes 355 shares acquired on March 9, 2018 through automatic dividend reinvestment.