SEC Form 4 · accession 0001109357-17-000087
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mayo A Shattuck III
Director · Other
Period of report
Nov 8, 2017
Accepted (ET)
Nov 8, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | S | 100,000 | $41.13 | D | 267,649 | D | |
| Common Stock (401k Shares)F2 | holding | — | — | — | 2,091 | D | ||
| Common StockF3 | holding | — | — | — | 10,000 | I | By Lizzie Mae, LLC | |
| Common Stock (Deferred stock units) | holding | — | — | — | 16,676 | I | By Exelon Directors Deferred Stock Unit Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold in lots ranging in price from $41.00 to $41.36. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- F2Shares held as of September 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
- F3The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein