SEC Form 4 · accession 0001109357-17-000082
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Steinour
Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 2, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Sep 30, 2017 | A | 950 | $38.17 | A | 33,218 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common StockF2 | holding | — | — | — | 3,062 | D | ||
| Common Stock | holding | — | — | — | 1,063 | I | Held by trust for benefit of son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Comp. Phantom Share EquivalentsF4,F3 | — | Sep 29, 2017 | A | 961 | A | — | — | Common Stock | 961 | 39,558 | D |
Explanation of responses
- F1Balance includes 275 shares acquired on September 8, 2017 through automatic dividend reinvestment.
- F2Balance includes 26 shares acquired on September 8, 2017 through automatic dividend reinvestment.
- F3Phantom share equivalents acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents in reporting person's Exelon stock fund account under multi-fund, non-qualified deferred compensation plan. The unitized fund consists of Exelon common stock and short term investments and will be settled in cash upon the reporting person's separation from the board for any reason. The balance of such phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F4Balance includes 327 share equivalents accrued on August 11, 2017 through automatic dividend reinvestment.