SEC Form 4 · accession 0001109357-17-000078
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul L Joskow
Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 2, 2017 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Sep 30, 2017 | A | 950 | $38.17 | A | 32,839 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common Stock | holding | — | — | — | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF3,F2 | — | holding | — | — | — | — | — | Common Stock | 6,643 | 6,643 | D |
Explanation of responses
- F1Balance includes 271 shares acquired on September 8, 2017 through automatic dividend reinvestment.
- F2Phantom share equivalents acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents in reporting person's Exelon stock fund account under multi-fund, non-qualified deferred compensation plan. The unitized fund consists of Exelon common stock and short term investments and will be settled in cash upon the reporting person's separation from the board for any reason. The balance of such phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F3Balance as of September 29, 2017. Balance includes 66 share equivalents accrued on August 11, 2017 through automatic dividend reinvestment.