SEC Form 4 · accession 0001109357-17-000052
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Rogers Jr.
Director
Period of report
May 11, 2017
Accepted (ET)
May 11, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | P | 3,000 | $33.57 | A | 14,374 | D | |
| Common Stock (Deferred Stock Units) | holding | — | — | — | 47,280 | I | By Exelon Directors' Deferred Stock Unit Plan | |
| Common Stock (Deferred Stock Units) | holding | — | — | — | 4,983 | I | By Unicom Directors' Stock Unit Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF3,F2 | — | holding | — | — | — | — | — | Common Stock | 14,905 | 14,905 | D |
Explanation of responses
- F1Shares were purchased in multiple lots with prices ranging from $33.565 to $33.57. Mr. Rogers undertakes undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of Exelon, full information rgarding the number of shares purchased at each separate price.
- F2Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F3Balance as of March 31, 2017.