SEC Form 4 · accession 0001109357-17-000051
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Steinour
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 10:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Mar 31, 2017 | A | 1,008 | $35.97 | A | 30,730 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common StockF2 | holding | — | — | — | 3,009 | D | ||
| Common Stock | holding | — | — | — | 1,063 | I | Held by trust for benefit of son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Comp. Phantom Share EquivalentsF4,F3 | — | Mar 31, 2017 | A | 1,008 | A | — | — | Common Stock | 1,008 | 36,998 | D |
Explanation of responses
- F1Balance includes 268 shares acquired on March 10, 2017 through automatic dividend reinvestment.
- F2Balance includes 27 shares acquired on March 10, 2017 through automatic dividend reinvestment.
- F3Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F4Balance includes 329 share equivalents accrued on February 13, 2017 through automatic dividend reinvestment.