SEC Form 4 · accession 0001109357-17-000002

EXELON CORP · EXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 30, 2016

Accepted (ET)

Jan 4, 2017 · 9:56 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001109357

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock (Deferred Stock Units)^F1	Dec 31, 2016	A	1,039	$34.90	A	16,738	I	By Exelon Directors' Deferred Stock Unit Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Compensation - Phantom Share Equivalents^F5,F4	—	Dec 30, 2016	A	937	A	—	—	Common Stock	937	17,397	D
Phantom Stock Units^F3,F2	—	holding	—	—	—	—	—	Common Stock	26,965	26,965	I

F1Balance includes 142 shares acquired on December 9, 2016 through automatic dividend reinvestment.
F2Phantom stock units (which are in the form of deferred stock units) which will become payable in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors.
F3Balance includes 243 shares acquired on December 9, 2016 through automatic dividend reinvestment.
F4Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F5Balance includes 166 share equivalents accrued on November 10, 2016 through automatic dividend reinvestment.