SEC Form 4 · accession 0001109357-16-000167
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan W Thayer
Officer — Senior EVP and CFO
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 12, 2016 | G | 9,000 | $0.00 | D | 60,447 | D | |
| Common Stock (401k shares)F3 | holding | — | — | — | 1,786 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares contributed to a donor advised charitable fund.
- F2Balance includes 125 shares acquired on March 10, 2016, 130 shares acquired on June 10, 2016 and 136 shares acquired on September 9, 2016 through dividend reinvestment.
- F3Shares held as of November 30, 2016 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.