SEC Form 4 · accession 0001109357-16-000163

EXELON CORP · EXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 30, 2016

Accepted (ET)

Oct 4, 2016 · 10:21 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001109357

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock (Deferred Stock Units)^F1	Sep 30, 2016	A	972	$33.40	A	28,158	I	By Exelon Directors' Deferred Stock Unit Plan
Common Stock^F2	holding	—	—		—	2,955	D
Common Stock	holding	—	—		—	1,063	I	Held by trust for benefit of son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Comp. Phantom Share Equivalents^F4,F3	—	Sep 30, 2016	A	1,143	A	—	—	Common Stock	1,143	34,405	D

F1Balance includes 256 shares acquired on September 9, 2016 through automatic dividend reinvestment.
F2Balance includes 27 shares acquired on September 9, 2016 through automatic dividend reinvestment.
F3Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F4Balance includes 293 share equivalents accrued on August 11, 2016 through automatic dividend reinvestment.