SEC Form 4 · accession 0001109357-16-000159

EXELON CORP · EXC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 30, 2016

Accepted (ET)

Oct 4, 2016 · 10:17 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001109357

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock (Deferred Stock Units)^F1	Sep 30, 2016	A	972	$33.40	A	15,558	I	By Exelon Directors' Deferred Stock Unit Plan
Common Stock	holding	—	—		—	3,273	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Compensation - Phantom Share Equivalents^F5,F4	—	Sep 30, 2016	A	1,215	A	—	—	Common Stock	1,215	15,230	D
Phantom Stock^F3,F2	—	holding	—	—	—	—	—	Common Stock	40,941	40,941	I

F1Balance includes 138 shares acquired on September 9, 2016 through automatic dividend reinvestment.
F2Phantom stock units (which are in the form of deferred stock units) which will become payable in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors.
F3Balance includes 386 shares acquired on September 9, 2016 through automatic dividend reinvestment.
F4Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F5Balance includes 123 shares equivalents accrued on August 11, 2016 through automatic dividend reinvestment.