SEC Form 4 · accession 0001109357-16-000158
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul L Joskow
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 10:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Sep 30, 2016 | A | 972 | $33.40 | A | 27,793 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common Stock | holding | — | — | — | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF3,F2 | — | holding | — | — | — | — | — | Common Stock | 6,435 | 6,435 | D |
Explanation of responses
- F1Balance includes 253 shares acquired on September 9, 2016 through automatic dividend reinvestment.
- F2Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F3Balance as of September 30, 2016. Balance includes 57 share equivalents accrued on August 11, 2016 through automatic dividend reinvestment.