SEC Form 4 · accession 0001109357-16-000154
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yves C De Balmann
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 10:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Sep 30, 2016 | A | 972 | $33.40 | A | 15,558 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common stock | holding | — | — | — | 1,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F2 | — | holding | — | — | — | — | — | Common Stock | 36,899 | 36,899 | I |
Explanation of responses
- F1Balance includes 138 shares acquired on September 9, 2016 through automatic dividend reinvestment.
- F2Phantom stock units (which are in the form of deferred stock units) which will become payable in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors.
- F3Balance includes 348 shares acquired on September 9, 2016 through automatic dividend reinvestment.