SEC Form 4 · accession 0001109357-16-000148
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Steinour
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Jun 30, 2016 | A | 723 | $34.60 | A | 26,930 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common StockF2 | holding | — | — | — | 2,927 | D | ||
| Common StockF3 | holding | — | — | — | 1,063 | I | Held by trust for benefit of son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Comp. Phantom Share EquivalentsF5,F4 | — | Jun 30, 2016 | A | 865 | A | — | — | Common Stock | 865 | 32,935 | D |
Explanation of responses
- F1Balance includes 239 shares acquired on June 10, 2016 through automatic dividend reinvestment.
- F2Balance includes 27 shares acquired on June 10, 2016 through automatic dividend reinvestment.
- F3Shares held in trust for benefit of Mr. Steinour's son. Balance previously inlcuded an additional 1,063 shares held in trust for the benefit of Mr. Steinour's adult daughter which are no longer considered beneficially owned by Mr. Steinour.
- F4Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F5Balance includes 281 share equivalents accrued on May 11, 2016 through automatic dividend reinvestment.