SEC Form 4 · accession 0001109357-16-000138
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann C Berzin
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 9:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Jun 30, 2016 | A | 723 | $34.60 | A | 14,448 | I | By Exelon Directors' Deferred Stock Unit Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF5,F4 | — | Jun 30, 2016 | A | 906 | A | — | — | Common Stock | 906 | 15,090 | D |
| Phantom Stock UnitsF3,F2 | — | holding | — | — | — | — | — | Common Stock | 26,470 | 26,470 | I |
Explanation of responses
- F1Balance includes 125 shares acquired on June 10, 2016 through automatic dividend reinvestment.
- F2Phantom stock units (which are in the form of deferred stock units) which will become payable in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors.
- F3Balance includes 241 shares acquired on June 10, 2016 through automatic dividend reinvestment.
- F4Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F5Balance includes 124 share equivalents accrued on May 11, 2016 through automatic dividend reinvestment.