SEC Form 4 · accession 0001109357-16-000085
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Rogers Jr.
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Dec 31, 2015 | A | 944 | $26.48 | A | 40,838 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common Stock (Deferred Stock Units)F2 | holding | — | — | — | 4,760 | I | By Unicom Directors' Stock Unit Plan | |
| Common Stock | holding | — | — | — | 11,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF4,F3 | — | holding | — | — | — | — | — | Common Stock | 14,325 | 14,325 | D |
Explanation of responses
- F1Balance includes 462 shares acquired on December 10, 2015 through automatic dividend reinvestment.
- F2Balance includes 55 shares acquired on December 10, 2015 through automatic dividend reinvestment.
- F3Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F4Balance as of December 31, 2015. Balance includes 151 share equivalents accrued on November 10, 2015 through automatic dividend reinvestment.