SEC Form 4 · accession 0001109357-15-000017
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paymon Aliabadi
Officer — EVP, Chief Enterprise Risk Ofr
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 26, 2015 | M | 28,006 | $37.34 | A | 31,097 | D | |
| Common stockF1 | Jan 26, 2015 | F | 9,062 | $37.34 | D | 22,034 | D | |
| Common stockF2 | Jan 26, 2015 | D | 6,058 | $37.34 | D | 15,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award 01/26/2015F3 | $0.00 | Jan 26, 2015 | A | 15,776 | A | — | — | Common stock | 15,776 | 15,776 | D |
| Restricted Stock Unit Award 01/27/2014F4,F3 | $0.00 | Jan 26, 2015 | M | 7,295 | D | — | — | Common stock | 7,295 | 14,591 | D |
| Restricted Stock Unit Award 09/23/2013F5,F3 | $0.00 | Jan 26, 2015 | M | 3,165 | D | — | — | Common stock | 3,165 | 3,168 | D |
| Performance Shares- Stock UnitsF6 | $0.00 | Jan 26, 2015 | A | 17,546 | A | — | — | Common stock | 17,546 | 17,546 | D |
| Performance Shares- Stock UnitsF6 | $0.00 | Jan 26, 2015 | M | 17,546 | D | — | — | Common stock | 17,546 | 0 | D |
Explanation of responses
- F1Shares withheld by the Issuer for reporting person's tax obligation.
- F2Shares settled in cash on a 1 for 1 basis.
- F3Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded will vest upon the first, second and third anniversary date that is referenced in column 1.
- F4Balance includes 219 shares acquired on March 10, 2014; 178 shares acquired on June 10, 2014; 202 shares acquired on September 10, 2014; and 187 shares acquired on December 10, 2014 through automatic dividend reinvestment.
- F5Balance includes 63 shares acquired on March 10, 2014; 51 shares acquired on June 10, 2014; 58 shares acquired on September 10, 2014; and 54 shares acquired on December 10, 2014 through automatic dividend reinvestment.
- F6Transition performance shares awarded pursuant to the Exelon Long Term Incentive Plan in connection with transition from one-year to three-year performance period for the performance share award program. Shares vest immediately upon award.