SEC Form 4/A · accession 0001109357-15-000015
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert J Lawless
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 13, 2015 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF2,F1 | — | Dec 31, 2014 | A | 822 | A | — | — | Common Stock | 822 | 7,106 | D |
Explanation of responses
- F1Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F2The Form 4 filed on January 5, 2015 overstated the number of phantom share equivalents acquired and the total held due to an administrative error. The correct number acquired is 822, not 876, and the correct total held is 7,106, not 7,160, as was previously reported.