SEC Form 4 · accession 0001179110-17-009096
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Van Ingen
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2017 | M | 10,000 | $19.07 | A | 14,577 | D | |
| Common Stock | Jun 14, 2017 | M | 6,600 | $19.12 | A | 21,177 | D | |
| Common Stock | Jun 14, 2017 | M | 3,300 | $24.00 | A | 24,477 | D | |
| Common StockF1 | Jun 14, 2017 | S | 19,900 | $28.0346 | D | 4,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $19.07 | Jun 14, 2017 | M | 10,000 | D | — | Jan 6, 2024 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy)F3 | $19.12 | Jun 14, 2017 | M | 6,600 | D | — | Jan 5, 2025 | Common Stock | 6,600 | 3,400 | D |
| Stock Option (right to buy)F4 | $24.00 | Jun 14, 2017 | M | 3,300 | D | — | Jan 5, 2026 | Common Stock | 3,300 | 6,700 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.91 to $28.26, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The options exercised vested in three approximately equal annual installments on the anniversary of the grant date commencing January 6, 2015.
- F3The options exercised vested in two approximately equal annual installments on January 5, 2016 and 2017. The remaining will vest on January 5, 2018.
- F4The options exercised vested on January 5, 2017. The remaining options will vest in two approximately equal annual installments on each of January 5, 2018 and 2019.