SEC Form 4 · accession 0001179110-17-009057
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Kniss
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2017 | M | 6,000 | $12.09 | A | 46,753 | D | |
| Common Stock | Jun 13, 2017 | M | 6,000 | $4.13 | A | 52,753 | D | |
| Common Stock | Jun 13, 2017 | M | 6,000 | $12.48 | A | 58,753 | D | |
| Common Stock | Jun 13, 2017 | M | 6,000 | $16.09 | A | 64,753 | D | |
| Common StockF1 | Jun 13, 2017 | S | 24,000 | $28.2266 | D | 40,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $12.09 | Jun 13, 2017 | M | 6,000 | D | — | Jan 7, 2018 | Common Stock | 6,000 | 0 | D |
| Stock OptionF3 | $4.13 | Jun 13, 2017 | M | 6,000 | D | — | Jan 7, 2019 | Common Stock | 6,000 | 0 | D |
| Stock Option (right to buy)F4 | $12.48 | Jun 13, 2017 | M | 6,000 | D | — | Jan 5, 2020 | Common Stock | 6,000 | 0 | D |
| Stock Option (right to buy)F5 | $16.09 | Jun 13, 2017 | M | 6,000 | D | — | Jan 5, 2021 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to $28.32, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The options exercised vested in three annual installments on the anniversary of the grant date commencing January 7, 2009.
- F3The options exercised vested in three annual installments on the anniversary of the grant date commencing January 7, 2010.
- F4The options exercised vested in three annual installments on the anniversary of the grant date commencing January 5, 2011.
- F5The options exercised vested in three annual installments on the anniversary of the grant date commencing January 5, 2012.