SEC Form 4 · accession 0001179110-17-008788
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Munch
Officer — Exec VP&Pres Bruker Nano Inc.
Period of report
Jun 8, 2017
Accepted (ET)
Jun 9, 2017 · 7:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | M | 45,177 | $20.04 | A | 106,602 | D | |
| Common Stock | Jun 8, 2017 | M | 16,144 | $20.68 | A | 122,746 | D | |
| Common Stock | Jun 8, 2017 | M | 12,403 | $19.82 | A | 135,149 | D | |
| Common StockF1 | Jun 8, 2017 | S | 73,724 | $27.6233 | D | 61,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $20.04 | Jun 8, 2017 | M | 45,177 | D | — | Aug 30, 2023 | Common Stock | 45,177 | 15,059 | D |
| Stock Option (right to buy)F3 | $20.68 | Jun 8, 2017 | M | 16,144 | D | — | Aug 8, 2024 | Common Stock | 16,144 | 16,144 | D |
| Stock Option (right to buy)F4 | $19.82 | Jun 8, 2017 | M | 12,403 | D | — | Aug 7, 2025 | Common Stock | 12,403 | 37,210 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.60 to $27.67, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The options exercised vested in three approximately equal annual installments on August 30, 2014, 2015 and 2016. The remaining options will vest on August 30, 2017.
- F3The options exercised vested in two approximately equal annual installments on August 8, 2015 and 2016. The remaining options will vest in two approximately equal annual installments on each of August 8, 2017 and 2018.
- F4The options exercised vested on August 7, 2016. The remaining options will vest in three approximately equal annual installments on each of August 7, 2017, 2018 and 2019.