SEC Form 4 · accession 0001179110-17-004893
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Laukien
Officer — CEO, President · Director · 10% Owner
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2017 | P | 4,300 | $23.3407 | A | 37,710,931 | D | |
| Common Stock | holding | — | — | — | 1,846,499 | I | By Former Spouse | |
| Common StockF2 | holding | — | — | — | 1,042 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 344,007 | I | By Son | |
| Common StockF2 | holding | — | — | — | 343,527 | I | By Daughter | |
| Common Stock | holding | — | — | — | 201,702 | I | As UTMA custodian for son | |
| Common Stock | holding | — | — | — | 22,820 | I | As UTMA custodian for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.19 to $23.45, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
- F2The reporting person disclaims beneficial ownership of 1,042 shares held by the reporting person's spouse, 7,400 shares held by the reporting person's adult son and 6,920 shares held by the reporting person's adult daughter, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.