SEC Form 4 · accession 0001179110-16-032944
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Van Ingen
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 5,000 | $12.96 | A | 5,000 | D | |
| Common Stock | Dec 13, 2016 | M | 5,000 | $12.06 | A | 10,000 | D | |
| Common Stock | Dec 13, 2016 | M | 10,000 | $16.42 | A | 20,000 | D | |
| Common stockF1 | Dec 13, 2016 | S | 20,000 | $22.2918 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F2 | $12.96 | Dec 13, 2016 | M | 5,000 | D | — | Jun 25, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to buy)F3 | $12.06 | Dec 13, 2016 | M | 5,000 | D | — | Aug 13, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to buy)F4 | $16.42 | Dec 13, 2016 | M | 10,000 | D | — | Jan 7, 2023 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.131 to $22.60, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
- F2The options vested in approximately equal annual installments on June 25, 2013, 2014 and 2015.
- F3The options vested in approximately equal annual installments on August 13, 2013, 2014 and 2015.
- F4The options vested in approximately equal annual installments on January 7, 2014, 2015 and 2016.