SEC Form 4 · accession 0001179110-16-030522

BRUKER CORP · BRKR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO, President · Director · 10% Owner

Period of report

Oct 4, 2016

Accepted (ET)

Oct 6, 2016 · 1:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001109354

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 4, 2016	A	48,445	$0.00	A	37,697,482	D
Common Stock	holding	—	—		—	1,846,499	I	By Former Spouse
Common Stock^F2	holding	—	—		—	1,042	I	By Spouse
Common Stock^F2	holding	—	—		—	344,007	I	By Son
Common Stock^F2	holding	—	—		—	343,527	I	By Daughter
Common Stock	holding	—	—		—	201,702	I	As UTMA custodian for son
Common Stock	holding	—	—		—	22,820	I	As UTMA custodian for son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$24.409	Oct 4, 2016	A	154,284	A	Oct 4, 2017	Oct 4, 2021	Common Stock	154,284	154,284	D

F1Shares are represented by restricted stock units. Shares of restricted common stock vest in four approximately equal annual installments on the anniversary of the grant date, commencing October 4, 2017.
F2The reporting person disclaims beneficial ownership of 1,042 shares held by the reporting person's spouse, 7,400 shares held by the reporting person's adult son and 6,920 shares held by the reporting person's adult daughter, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3The option vests in four approximately equal annual installments on the anniversary of the grant date, commencing October 4, 2017.