SEC Form 4 · accession 0001179110-16-030520
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juergen Srega
Officer — Group President Bruker CALID
Period of report
Oct 4, 2016
Accepted (ET)
Oct 6, 2016 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 4, 2016 | A | 12,393 | $0.00 | A | 69,106 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $22.19 | Oct 4, 2016 | A | 39,468 | A | Oct 4, 2017 | Oct 4, 2026 | Common Stock | 39,468 | 39,468 | D |
Explanation of responses
- F1Shares are represented by restricted stock units. Shares of restricted common stock vest in four approximately equal annual installments on the anniversary of the grant date, commencing October 4, 2017.
- F2The option vests in four approximately equal annual installments on the anniversary of the grant date, commencing October 4, 2017.