SEC Form 4 · accession 0001179110-16-028465
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Laukien
Officer — CEO, President · Director · 10% Owner
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 3,750 | $13.805 | A | 37,662,483 | D | |
| Common Stock | holding | — | — | — | 1,846,499 | I | By Former Spouse | |
| Common StockF1 | holding | — | — | — | 1,042 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 344,007 | I | By Son | |
| Common StockF1 | holding | — | — | — | 343,527 | I | By Daughter | |
| Common Stock | holding | — | — | — | 201,702 | I | As UTMA custodian for son | |
| Common Stock | holding | — | — | — | 22,820 | I | As UTMA custodian for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option-right to purchaseF2 | $13.805 | Aug 8, 2016 | M | 3,750 | D | — | Sep 9, 2016 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 1,042 shares held by the reporting person's spouse, 7,400 shares held by the reporting person's adult son and 6,920 shares held by the reporting person's adult daughter, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2The exercised options vested on September 9, 2015.