SEC Form 4/A · accession 0001179110-16-024392
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Wolf-Dieter Emmerich
Director
Period of report
Aug 1, 2007
Accepted (ET)
May 12, 2016 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2007 | J | 0 | $0.00 | A | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $7.95 | Aug 1, 2007 | A | 3,000 | A | — | Aug 1, 2017 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1On August 3, 2007, the reporting person filed the original Form 4 which mistakenly reported an award of 1,000 shares of common stock on August 1, 2007 that did not in fact occur. The actual award granted to the reporting person on that date was an award of options to purchase 3,000 shares of common stock, as set forth in Table II of this amendment to the original Form 4. As of August 1, 2007, the reporting person beneficially owned no shares of common stock.
- F2The option vested in three approximately equal annual installments on August 1, 2008, 2009 and 2010.