SEC Form 4 · accession 0001179110-16-024322
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Furlong
Director
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 6,000 | $16.09 | A | 7,000 | D | |
| Common Stock | May 9, 2016 | M | 10,000 | $16.42 | A | 17,000 | D | |
| Common Stock | May 9, 2016 | M | 6,600 | $19.07 | A | 23,600 | D | |
| Common StockF1 | May 9, 2016 | S | 22,600 | $27.4353 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $16.09 | May 9, 2016 | M | 6,000 | D | — | Jan 5, 2021 | Common Stock | 6,000 | 0 | D |
| Stock Option (right to buy)F3 | $16.42 | May 9, 2016 | M | 10,000 | D | — | Jan 7, 2023 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy)F4 | $19.07 | May 9, 2016 | M | 6,600 | D | — | Jan 6, 2024 | Common Stock | 6,600 | 3,400 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.60, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
- F2The option vested in three approximately equal annual installments commencing on January 5, 2012, which was the first anniversary of the grant date.
- F3The option vested in three approximately equal annual installments commencing on January 7, 2014, which was the first anniversary of the grant date.
- F4The option vested and became exercisable in the amount of 3,300 shares on each of January 5, 2015 and January 6, 2016.