SEC Form 4/A · accession 0001179110-16-021476
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joerg C Laukien
Director · 10% Owner
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2016 | M | 1,700 | $12.06 | A | 17,205,295 | D | |
| Common Stock | Mar 8, 2016 | M | 3,500 | $12.55 | A | 17,208,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option-right to purchaseF1 | $12.06 | Mar 8, 2016 | M | 1,700 | D | — | Aug 13, 2022 | Common stock | 1,700 | 0 | D |
| Stock Option-right to purchaseF2 | $12.55 | Mar 8, 2016 | M | 3,500 | D | — | Sep 9, 2021 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1The exercised options vested on August 13, 2015.
- F2The exercised options vested on September 9, 2015. The remaining options will vest on September 9, 2016.