SEC Form 4 · accession 0001179110-15-009797
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen W. Fesik
Director
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | M | 3,000 | $12.03 | A | 3,000 | D | |
| Common Stock | Jun 11, 2015 | M | 6,000 | $4.13 | A | 9,000 | D | |
| Common Stock | Jun 11, 2015 | M | 6,000 | $12.48 | A | 15,000 | D | |
| Common StockF1 | Jun 11, 2015 | S | 15,000 | $20.484 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $12.03 | Jun 11, 2015 | M | 3,000 | D | May 8, 2009 | May 8, 2018 | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to BuyF3 | $4.13 | Jun 11, 2015 | M | 6,000 | D | Jan 7, 2010 | Jan 7, 2019 | Common Stock | 6,000 | 0 | D |
| Stock Option (Richt to Buy)F4 | $12.48 | Jun 11, 2015 | M | 6,000 | D | Jan 5, 2011 | Jan 5, 2020 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.46 to $20.50, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The options vested over a five year period in annual installments commencing on May 8, 2009.
- F3The options vested over a three year period in annual installments commencing on January 7, 2010.
- F4The options vested over a three year period in annual installments commencing on January 5, 2011.