SEC Form 4 · accession 0001179110-15-004995
BRUKER CORP · BRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Laukien
Officer — CEO, President · Director · 10% Owner
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 9:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | M | 11,250 | $13.805 | A | 36,606,167 | D | |
| Common Stock | holding | — | — | — | 1,846,499 | I | By former spouse | |
| Common StockF1 | holding | — | — | — | 551 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 343,527 | I | By daughter | |
| Common StockF1 | holding | — | — | — | 343,527 | I | By son | |
| Common Stock | holding | — | — | — | 201,702 | I | As UTMA custodian for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - right to purchaseF2 | $13.805 | Mar 13, 2015 | M | 11,250 | D | — | Sep 9, 2016 | Common Stock | 11,250 | 3,750 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of 551 shares held by the reporting person's spouse and 6,920 shares held by each of the reporting person's adult children.
- F2The exercised options vested in 3,750 annual increments on September 9, 2012, 2013 and 2014. The remaining options vest on September 9, 2015.