SEC Form 4 · accession 0001209191-18-040203
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christie K Chu
Director
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 28, 2018 | A | 1,749 | $0.00 | A | 6,523 | D | |
| Common Stock | holding | — | — | — | 985 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018.