SEC Form 4 · accession 0001209191-17-028648
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Lim
Officer — Chief Risk Officer
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2017 | A | 1,000 | $0.00 | A | 18,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, April 27, 2016.