SEC Form 4 · accession 0001209191-17-027391
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seon Hong Kim
Director
Period of report
Apr 14, 2017
Accepted (ET)
Apr 18, 2017 · 9:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2017 | M | 2,500 | $10.80 | A | 19,841 | D | |
| Common Stock | Apr 14, 2017 | M | 8,000 | $12.54 | A | 27,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $10.80 | Apr 14, 2017 | M | 2,500 | D | Apr 8, 2014 | Apr 8, 2019 | Common Stock | 2,500 | 8,000 | D |
| Stock Option | $12.54 | Apr 14, 2017 | M | 8,000 | D | Dec 12, 2015 | Dec 12, 2022 | Common Stock | 8,000 | 0 | D |