SEC Form 4 · accession 0001209191-17-024340
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chong Guk Kum
Officer — President & CEO · Director
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | D | 7,835 | $31.00 | D | 100,803 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the approval of the Compensation and Human Resources Committee on March 30, 2017, the reporting person surrendered these shares to the issuer and the issuer applied $31 per share (the closing price in respect of shares of the issuer's common stock on the Nasdaq Stock Market on that date) as withholding against the reporting person's tax obligations arising from his previously reported award of shares on March 22, 2017.