SEC Form 4 · accession 0001209191-17-022731
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Romolo Santarosa
Officer — SEVP, Corp. Finance & Strategy
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 22, 2017 | A | 10,000 | $0.00 | A | 23,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 22, 2017.
- F2Includes 12,500 common stocks issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, June 8, 2015.