SEC Form 5/A · accession 0001209191-17-017772
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Jean Lim
Officer — Chief Risk Officer
Period of report
Dec 31, 2016
Accepted (ET)
Mar 3, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | A | 19 | $0.00 | A | 13,665 | D |
Table II — derivative securities
No Table II lines on this filing.