SEC Form 4 · accession 0001209191-16-129183
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Alan Hall
Other
Period of report
Jun 22, 2016
Accepted (ET)
Jun 22, 2016 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2016 | X | 8,000 | $12.54 | A | 26,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.54 | Jun 22, 2016 | X | 8,000 | D | Dec 12, 2015 | Dec 12, 2022 | Stock Options | 8,000 | 0 | D |
Explanation of responses
- F1Stock options issued under the 2007 Plan on December 12, 2012, with 25% vesting immediately and 25% on each of the next three anniversary dates.