SEC Form 4 · accession 0001209191-16-115381
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Alan Hall
Director
Period of report
Apr 22, 2016
Accepted (ET)
Apr 22, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2016 | X | 2,500 | $10.80 | A | 18,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $10.80 | Apr 22, 2016 | X | 2,500 | D | Apr 8, 2014 | Apr 8, 2019 | Stock Option | 2,500 | 8,000 | D |
Explanation of responses
- F1Stock options issued under the 2007 Plan on April 8, 2009, vesting ratably over five years.