SEC Form 4 · accession 0001209191-16-110464
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph K Rho
Director
Period of report
Mar 23, 2016
Accepted (ET)
Mar 24, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2016 | A | 3,000 | $0.00 | A | 372,716 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, March 23, 2016.