SEC Form 4 · accession 0001209191-15-086057
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph K Rho
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 18, 2015 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | X | 3,750 | $12.54 | A | 369,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $12.54 | Dec 17, 2015 | X | 3,750 | D | Dec 12, 2015 | Dec 12, 2022 | Stock Option | 3,750 | 3,000 | D |