SEC Form 4 · accession 0001209191-15-068448
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chong Guk Kum
Officer — President & CEO · Director
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock GrantF1 | Aug 26, 2015 | A | 2,100 | $0.00 | A | 89,503 | D | |
| Common StockF2 | Aug 26, 2015 | F | 735 | $23.80 | D | 88,768 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock grant issued under the 2013 Equity Compensation Plan with immediate vesting
- F2Shares withheld by HAFC to satisfy taxes payable in connection with the vested common stock grant