SEC Form 4 · accession 0001209191-15-065705
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Min S Park
Officer — Chief Credit Officer
Period of report
Aug 12, 2015
Accepted (ET)
Aug 12, 2015 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2015 | S | 690 | $25.27 | D | 4,310 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale was effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock that was granted under Issuer's 2013 Equity Incentive Plan, which grant was exempt from Section 16b pursuant to Rule 16b-3(d).