SEC Form 4 · accession 0001209191-15-063771
HANMI FINANCIAL CORP · HAFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
I Joon Ahn
Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2015 | S | 6,514 | $25.32 | D | 135,802 | D | |
| Common StockF2 | Aug 3, 2015 | S | 15,000 | $25.24 | D | 120,802 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $25.30 to $25.39 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of sales sold at each price.
- F2Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $25.20 to $25.30 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of sales sold at each price.