SEC Form 4 · accession 0001567619-18-007112
BASIC ENERGY SERVICES INC · BAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
AMERICAN SECURITIES LLC
10% Owner
Ascribe Capital LLC
10% Owner
Ascribe III Investments LLC
10% Owner
Period of report
Nov 26, 2018
Accepted (ET)
Nov 29, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 26, 2018 | P | 25,000 | $6.2474 | A | 4,143,738 | D | |
| Common StockF1,F2 | Nov 27, 2018 | P | 8,100 | $6.0489 | A | 4,151,838 | D | |
| Common StockF1,F2 | Nov 28, 2018 | P | 13,400 | $5.8088 | A | 4,165,238 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ascribe Capital LLC ("Ascribe Capital") is the investment manager of Ascribe III Investments LLC ("Fund III"). American Securities LLC ("American Securities") is the 100% owner of Ascribe Capital. Each of Ascribe Capital and American Securities may be deemed to share beneficial ownership of the Common Stock reported herein.
- F2Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.