SEC Form 4 · accession 0001140361-15-002599
BASIC ENERGY SERVICES INC · BAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
DLJ MERCHANT BANKING PARTNERS III LP
10% Owner
Susan C Schnabel
Director
aPriori Capital GmbH
10% Owner
Colin A. Taylor
10% Owner
aPriori Capital Partners LLC
10% Owner
aPriori Capital Partners III LLC
10% Owner
aPriori Capital Partners L.P.
10% Owner
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Jan 22, 2015 | J | 4,983,523 | $0.00 | D | 16,495 | I | See Notes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of common stock held by the Funds (defined below) to their partners or members, including subsequent distributions by general partners or managing members to their respective partners or members (the "Distribution"). As a result of the Distribution, the Funds ceased to own any common stock.
- F2This Form 4 is being filed jointly by the following (each, a "Reporting Person," and, collectively, the "Reporting Persons"): DLJ Merchant Banking Partners III, L.P. ("MB III LP"); DLJ Offshore Partners III, L.P. ("Offshore Partners III"); DLJ Offshore Partners III-1, C.V. ("Offshore Partners III-1"); DLJ Offshore Partners III-2, C.V. ("Offshore Partners III-2"); DLJ MB PartnersIII GmbH & Co. KG ("PartnersIII GmbH"); Millennium Partners II, L.P. ("Millennium"); MBP III Plan Investors, L.P. ("MBP III" and, together with MB III LP, Offshore Partners III, Offshore Partners III-1, Offshore Partners III-2, PartnersIII GmbH, Millennium, the "Funds"); aPriori Capital Partners LLC ("aPriori"); aPriori Capital Partners L.P. ("aCP"); aPriori Capital Partners III LLC ("aCP III"); aPriori Capital GmbH ("aCP GmbH"); Susan C. Schnabel and Colin A. Taylor. As a result of the Distribution, Susan C. Schnabel beneficially owns 16,495 shares of common stock.
Remarks
Exhibit 99.1 (Joint Filer Information) incorporated herein by reference.