SEC Form 4 · accession 0001109189-16-000371
BASIC ENERGY SERVICES INC · BAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Moore Jr.
Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | S | 130,501 | $0.4129 | D | 32,499 | D | |
| Common StockF2 | holding | — | — | — | 7,000 | I | By Moore Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average sales price for the common stock. These shares were sold in multiple transactions at prices ranging from $0.4100 to $0.4175, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person and the reporting person's spouse are trustees of the trust.