SEC Form 4/A · accession 0001615487-15-000001
CUI Global, Inc. · CUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert J. Evans
Other
Period of report
Aug 31, 2014
Accepted (ET)
Mar 2, 2015 · 12:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108967
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2014 | A | 7,500 | — | A | 18,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock purchase optionF2 | $8.15 | Aug 31, 2014 | A | 5,000 | A | Aug 31, 2015 | Aug 31, 2025 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1This newly appointed director was awarded a signing bonus in the form of seven thousand five hundred (7,500) shares of restricted common stock granted 2,500 shares August 31, 2014, thereafter in two annual installments of 2,500 each on January 1, 2015 and January 1, 2016.
- F2An option to purchase seven thousand five hundred (7,500) shares of common stock at a price of $8.15 per share was awarded to this newly appointed director. Two thousand five hundred (2,500) shares failed to vest.