SEC Form 4 · accession 0001209191-19-017020
QEP RESOURCES, INC. · QEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T Redman
Officer — VP Western Region
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108827
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | A | 63,052 | $7.93 | A | 177,225 | D | |
| Common Stock | holding | — | — | — | 6,393 | I | Employee Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | $0.00 | Mar 1, 2019 | A | 31,526 | A | — | — | Phantom Stock Units | 31,526 | 56,003 | D |
| Stock OptionF2 | $7.52 | holding | — | — | — | — | Sep 1, 2024 | Common Stock | 9,203 | 9,203 | D |
Explanation of responses
- F1These phantom units are associated with QEP's Cash Incentive Plan.
- F2The option vests in three annual installments beginning on September 5, 2018, subject to accelerated vesting upon the occurrence of certain events as set forth in the award agreement