SEC Form 4 · accession 0001127602-19-007340
Salesforce, Inc. · CRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker Harris
Officer — Co-Founder and CTO · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 20, 2019 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001108524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | M | 5,711 | $52.30 | A | 29,974 | D | |
| Common StockF2 | Feb 19, 2019 | S | 800 | $159.8663 | D | 29,174 | D | |
| Common StockF3 | Feb 19, 2019 | S | 4,711 | $160.8267 | D | 24,463 | D | |
| Common StockF4 | Feb 19, 2019 | S | 200 | $161.40 | D | 24,263 | D | |
| Common StockF5,F6 | Feb 19, 2019 | S | 620 | $160.8226 | D | 304,132 | I | By GP Family Trust |
| Common StockF8 | Feb 20, 2019 | G | 1,000 | $0.00 | D | 1,010,987 | I | By HJ Family Trust |
| Common StockF9 | holding | — | — | — | 308,472 | I | By Holly Familytrust | |
| Common StockF10 | holding | — | — | — | 173,760 | I | GPH Exempt GST | |
| Common StockF11 | holding | — | — | — | 173,760 | I | HJ Exempt GST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F12 | $52.30 | Feb 19, 2019 | M | 5,711 | D | Nov 26, 2014 | Nov 26, 2020 | Common Stock | 5,711 | 68,530 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 Plan.
- F10Shares held in The G. Parker Harris III Exempt GST Family Trust.
- F11Shares held in The Holly L. Johnson Exempt GST Family Trust.
- F12Option is exercisable and vests over four years at the rate of 25% on November 26, 2014, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.
- F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $159.2600 to $160.2500 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Weighted average price. These shares were sold in multiple transactions at prices ranging from $160.2800 to $161.2100 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Weighted average price. These shares were sold in multiple transactions at prices ranging from $161.3300 to $161.4700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F5Weighted average price. These shares were sold in multiple transactions at prices ranging from $160.6300 to $161.1700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F6Shares held in The G. Parker Harris III Family Trust under the G. Parker Harris, III Grantor Retained Annuity Trust, dated December 19, 2003.
- F7Gifts to charitable organizations.
- F8Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
- F9Shares held in The Holly L. Johnson Family Trust under the Holly L. Johnson Grantor Retained Annuity Trust, dated December 19, 2003.